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Insurance Compliance Guide

Comply OS: The Operating System for Insurance Compliance

Automate all the compliance tasks. Save time, reduce risk, and turn compliance into a competitive advantage.

Summary

For decades, compliance in insurance has been treated as a regulatory burden - a box-ticking exercise that slows down growth. Comply changes this.

We built Comply OS, the industry’s first operating system for insurance compliance. Just as Windows or iOS transformed personal computing, Comply transforms compliance - centralizing every workflow, automating repetitive checks, and turning compliance into a competitive advantage.

What is Comply OS?

Comply OS is not just another compliance tool. It is Comply’s core platform, built exclusively for the insurance industry.

It acts as the operating system for insurance compliance - connecting advertising review, SERFF filings, regulatory updates, partner compliance, and more into one seamless environment.

With Comply, compliance professionals don’t just react. They predict, prevent, and accelerate.

Why Insurers Choose Comply

Without Comply, compliance remains fragmented:

  • Disconnected tools and spreadsheets.

  • Backlogs in ad review and filings.

  • Missed regulatory updates across 50 states.

  • Limited visibility into partner/producer compliance.

With Comply OS, insurers gain:

  • Faster approvals and speed-to-market.

  • 1+ hour saved per compliance professional daily.

  • Lower regulatory risk with objections flagged before filing.

  • Unified visibility across advertising, filings, and partners.

Key Modules in Comply OS

AdSure – Advertising Review Automation

Cut ad review time from 2 hours to 5 minutes. Ensure ads meet NAIC Model 570 and state-specific rules.

Filing360 – Filing Engine with SERFF Integration

Draft, review, and submit filings in record time. Built-in objection databases and state checklists.

RIA – Regulatory Impact Assessment

Stay on top of every bulletin, model law, and state update. Generate team-wise impact analysis instantly.

CoTym – Compliance Calendar & Reminders

Never miss a filing deadline again. Goodbye to Outlook and Google Calendar for deadlines and reminders.

Vault – Filing Archive

Your single source of truth for all filings. Secure, searchable, and AI-indexed.

Partner Compliance Manager

Continuously monitor TPAs, MGAs, brokers, and producers to prevent compliance gaps.

Why Comply is the Future of Insurance Compliance

By positioning compliance as a strategic advantage, Comply helps insurers:

  • Launch products weeks faster.

  • Reduce costly DOI objections.

  • Maintain trust and transparency with regulators.

  • Turn compliance teams into growth enablers, not bottlenecks.

Compliance is no longer about “checking the box.” With Comply OS, it becomes a growth strategy.

Frequently Asked Questions (FAQs)

Q1. What is Comply OS?
It’s the operating system for insurance compliance - Comply’s all-in-one platform for ad review, filings, regulatory updates, and partner monitoring.

Q2. How is Comply different from point solutions?
Unlike single-purpose tools, Comply is a unified compliance OS - connecting every function in one system.

Q3. How does Comply save time?
By automating repetitive checks, Comply saves over 1 hour daily per compliance professional.

Q4. Does Comply integrate with existing systems?
Yes. Comply integrates with SERFF, and other internal workflows used by insurance companies.

Q5. Who should use Comply?
Insurance carriers, TPAs, MGAs, and brokers who want to turn compliance into a competitive advantage.

Final Thoughts

Just like Windows became the backbone of personal computing, Comply is becoming the backbone of insurance compliance.

  • One operating system. Every compliance workflow - ads, filings, regulatory updates, partners - runs seamlessly under Comply.

  • One standard. Built with and for compliance professionals, trusted by insurers.

  • One advantage. Turning compliance from a burden into your competitive edge.

With Comply OS, insurance professionals no longer just keep up with regulations - they stay miles ahead.

👉 Comply is not just a tool. It’s the Windows for Insurance Compliance.

Potential Benefits

Think of Comply as a Junior Staff who gives Compliance Teams Superpowers

Speed-up compliance tasks, Focus on Core Things.

100+ hours

can be saved in a week across teams

Increase

Speed to Market

Potential Benefits

Think of Comply as a Junior Staff who gives Compliance Teams Superpowers

Speed-up compliance tasks, Focus on Core Things.

100+ hours

can be saved in a week across teams

Increase

Speed to Market

The "Junior Staff" for insurance compliance

The "Junior Staff" for insurance compliance