Why Insurance Compliance Needs a Smarter Approach

Insurance Compliance Guide

Benefits of Comply for Insurance Firms

Discover the benefits of Comply for insurance firms. Save time, cut objections, and simplify compliance with AI-powered automation.

Summary

Insurance companies today face:

  • Thousands of state-specific regulations.

  • Frequent regulatory bulletins and updates.

  • Advertising reviews that take weeks.

  • SERFF filings slowed by objections.

Manual processes create backlogs, increase costs, and expose insurers to regulatory risk. This is where Comply delivers game-changing value.

Benefits of Comply for Insurance Firms

1. Save Time Every Day

  • AI-powered automation reduces manual compliance tasks.

  • Compliance professionals save 1 hour per day on reviews and filings.

  • Faster approvals mean quicker time-to-market for insurance products.

2. Smarter Advertising Review

  • Comply’s AdSure module codifies NAIC Model 570 and state advertising rules.

  • Flags misleading terms, missing disclaimers, and risky phrases.

  • Reduces DOI objections by catching issues before submission.

🔗 Explore AdSure – AI-powered advertising review

3. Stay Ahead of Regulatory Updates

  • RIA (Regulatory Impact Assessor) monitors daily bulletins across all 50 states.

  • Summarizes changes and maps impact by team (legal, sales, underwriting, filings).

  • Prevents missed deadlines and last-minute scrambles.

🔗 Explore RIA

4. Simplify SERFF Filings

  • Filing360 automates draft, review, submission, and archival.

  • Pre-populates forms with state-specific checklists.

  • Stores objections and responses in a searchable database.

🔗 See Filing360 in action

5. Centralized Filing Archive

  • Vault (Filing Archive) collects SERFF filings across jurisdictions.

  • Creates a searchable vault for past filings, objections, and responses.

  • Saves compliance teams hours of research.

6. Future-Ready Compliance with AI

  • AI agents trained on insurance-only rules and regulations.

  • Predictive risk scoring to assess ad or filing compliance before submission.

  • Integrates seamlessly with insurer workflows like SharePoint, Outlook, and SERFF.


Why Insurance Firms Choose Comply

Insurance-first focus: Built specifically for carriers, not generic compliance tools.

  • Time is the product: Every feature saves measurable hours for compliance professionals.

  • End-to-end solution: From ad review to filing automation to regulatory tracking.

  • Trusted partners: Piloted with leading insurers and compliance consulting firms.

Frequently Asked Questions (FAQs)

What is Comply?

Comply (thecomply.ai) is an AI-powered compliance platform built for the insurance industry.

How does Comply help with insurance advertising review?

Comply uses NAIC advertising models and state rules to flag risky terms, missing disclosures, and non-compliant language before regulators object.

Can Comply track state regulatory updates?

Yes. Comply’s RIA module monitors daily bulletins across all 50 states and generates team-specific impact summaries.

Does Comply automate SERFF filings?

Yes. Comply’s Filing360 module automates drafting, reviewing, submitting, and archiving filings, reducing delays.

What are the key benefits of Comply for insurers?

  • Saves 1 hour per day per compliance professional.

  • Reduces DOI objections.

  • Improves speed-to-market.

  • Centralizes filing and regulatory knowledge.

Final Thoughts

Insurance compliance doesn’t have to be slow and manual. With Comply, insurers can:

  • Review ads faster.

  • Track regulatory changes automatically.

  • Simplify SERFF filings.

  • Save time while reducing risk.

Comply is built with and for compliance professionals — so insurance firms never file alone again.

Potential Benefits

Think of Comply as a Junior Staff who gives Compliance Teams Superpowers

Speed-up compliance tasks, Focus on Core Things.

100+ hours

can be saved in a week across teams

Increase

Speed to Market

Potential Benefits

Think of Comply as a Junior Staff who gives Compliance Teams Superpowers

Speed-up compliance tasks, Focus on Core Things.

100+ hours

can be saved in a week across teams

Increase

Speed to Market

The "Junior Staff" for insurance compliance

The "Junior Staff" for insurance compliance

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